National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-58314 | Aug 5, 2008 | SR-NSCC-2008-07 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Enhance Processing of Exchange-Traded Funds See Also - 34-58694.pdf |
| 34-58300 | Aug 4, 2008 | SR-NSCC-2008-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Equity Options Service To Include Bond Options |
| 34-58160 | Jul 15, 2008 | SR-NSCC-2007-07 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Restructure Its Rules Relating to Fines and To Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-57667 |
| 34-58123 | Jul 9, 2008 | SR-NSCC-2007-08 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend Membership Disqualification Criteria Rules |
| 34-58126 | Jul 9, 2008 | SR-NSCC-2008-04 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of NSCC's Mutual Fund Service by Investment Managers in Managed Account Programs View Received Comments |
| 34-58104 | Jul 7, 2008 | SR-NSCC-2008-05 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Certain NSCC Services |
| 34-58100 | Jul 3, 2008 | SR-NSCC-2006-17 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 To Reorganize Membership Rules and Procedures See Also - Order Rel. No. 34-59238 |
| 34-58053 | Jun 27, 2008 | SR-NSCC-2008-03 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Support the Processing of Instructions for the Transfer or Reallocation of Underlying Investment Options Within a Variable Insurance Contract |
| 34-57901 | Jun 2, 2008 | SR-NSCC-2007-14, SR-DTC-2007-14 | National Securities Clearing Corporation, The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes, as Amended, To Provide for the Settlement of Institutional Transactions in Conjunction With Each Other Through a Service Called ID Net See Also - Rel. No. 34-57573 |
| 34-57813 | May 12, 2008 | SR-NSCC-2007-12 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Provide a New Alternative Investments Products Service See Also - Rel. No. 34-57461 |