National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92266 | Jun 25, 2021 | 4-698 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-92130 | Jun 9, 2021 | 4-757 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| 34-92071 | May 28, 2021 | S7-24-89 | National Market System Plans (NMS) | Order Approving the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, as Modified by Amendment Nos. 1 and 2 Comments Due: January 11, 2005 |
| 34-92070 | May 28, 2021 | SR-CTA/CQ-2021-01 | National Market System Plans (NMS) | Order Approving the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Seventh Substantive Amendment to the Restated CQ Plan Comments Due: March 22, 2021 View Received Comments |
| 34-91555 | Apr 14, 2021 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. Comments Due: May 12, 2021 View Received Comments |
| 34-91504 | Apr 8, 2021 | 4-757 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| 34-91487 | Apr 6, 2021 | 4-698 | National Market System Plans (NMS) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: May 3, 2021 Rebuttal comments due: May 17, 2021 View Received Comments |
| 34-91190A | Feb 23, 2021 | S7-24-89 | National Market System Plans (NMS) | Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis; Correction Comments Due: March 22, 2021 View Received Comments |
| 34-91189 | Feb 23, 2021 | SR-CTA/CQ-2021-01 | National Market System Plans (NMS) | Notice of Filing of the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Seventh Substantive Amendment to the Restated CQ Plan Comments Due: March 22, 2021 View Received Comments |
| 34-90885 | Jan 11, 2021 | 4-757 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether To Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data Comments Due: February 5, 2021 Rebuttal comments due: February 19, 2021 View Received Comments |