National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101638 | Nov 15, 2024 | SR-NASDAQ-2024-066 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Credits at Equity 7, Section 118(a) Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2024-066
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| 34-101620 | Nov 14, 2024 | SR-NASDAQ-2024-065 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Amend Equity 4 to Establish Halt Cross Price Protections and Make Other Related Changes. Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101617 | Nov 13, 2024 | SR-NASDAQ-2024-062 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13, Position Limits, and Options 9, Section 15, Exercise Limits, Regarding Options on the iShares Bitcoin Trust ETF Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101537 | Nov 7, 2024 | SR-NASDAQ-2024-058 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Lower the Current Options Regulatory Fee (ORF) and Adopt a New Approach to ORF in 2025 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101520 | Nov 6, 2024 | SR-NASDAQ-2024-064 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Anti-internalization Functionality in Equity 4, Rule 4757 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101497 | Oct 31, 2024 | SR-NASDAQ-2024-063 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101483 | Oct 30, 2024 | SR-NASDAQ-2024-059 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and to Modify the Definition of an Eligible Switch Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101443 | Oct 25, 2024 | SR-NASDAQ-2024-060 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101380 | Oct 17, 2024 | SR-NASDAQ-2024-037 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Withdrawal of a Proposed Rule Change to Amend Rule 5820 to Codify the Standards of Review that Govern Appeals before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing and Hearing Review Council View Received Comments |
| 34-101291 | Oct 9, 2024 | SR-NASDAQ-2024-057 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Credits at Equity 7, Section 118(a) Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |