National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |
34-100504 | Jul 11, 2024 | SR-EMERALD-2024-17 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-EMERALD-2024-17
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34-100475 | Jul 9, 2024 | SR-EMERALD-2024-16 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Comments Due: 21 days after date of publication in the federal Register. See Also - Exhibit 5 |
34-100042 | Apr 26, 2024 | SR-EMERALD-2024-15 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: May 23, 2024 See Also - Exhibit 5 |
34-100039 | Apr 26, 2024 | SR-EMERALD-2024-14 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: May 23, 2024 View Received Comments See Also - Exhibit 5 |
34-99923 | Apr 9, 2024 | SR-EMERALD-2024-13 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 Comments Due: May 6, 2024 See Also - Exhibit 5 |
34-99824 | Mar 21, 2024 | SR-EMERALD-2024-12 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: April 17, 2024 See Also - Exhibit 5 |
34-99829 | Mar 21, 2024 | SR-EMERALD-2024-10 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Fee Schedule Comments Due: April 17, 2024 See Also - Exhibit 5 |
34-99812 | Mar 20, 2024 | SR-EMERALD-2024-11 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Purge Ports Comments Due: April 16, 2024 View Received Comments See Also - Exhibit 5 |
34-99737 | Mar 14, 2024 | SR-EMERALD-2024-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: April 10, 2024 See Also - Exhibit 5 |