National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |
34-100499 | Jul 11, 2024 | SR-LTSE-2024-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Transition to a New Trading Platform and Amend its Trading Rules Submit a Comment on SR-LTSE-2024-03
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34-100205 | May 21, 2024 | SR-LTSE-2024-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change to Amend its Trading Rules in Connection with its Transition to a New Trading Platform See Also - Exhibit 5 |
34-99378 | Jan 17, 2024 | SR-LTSE-2024-02 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whe Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
34-97693 | Jun 9, 2023 | SR-LTSE-2023-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: July 6, 2023 See Also - Exhibit 5 |
34-97494 | May 11, 2023 | SR-LTSE-2023-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.250 to Remove Obsolete Text Comments Due: June 7, 2023 See Also - Exhibit 5 |
34-97365 | Apr 24, 2023 | SR-LTSE-2023-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation |
34-97346 | Apr 21, 2023 | SR-LTSE-2023-02 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Term That Newly and Currently Listed Companies May Receive Capital Markets Solutions on a Complimentary Basis Under LTSE Rule 14.602 Comments Due: May 18, 2023 See Also - Exhibit 5 |
34-97123 | Mar 13, 2023 | SR-LTSE-2023-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish Listing Standards Related To Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96639 | Jan 11, 2023 | SR-LTSE-2022-06 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements Comments Due: February 8, 2023 |