National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-73549 | Nov 6, 2014 | SR-EDGX-2014-19, SR-EDGA-2014-16, SR-BYX-2014-011, SR-BATS-2014-028 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Notice of Withdrawal of Proposed Rule Changes To Establish a New Market Data Product Called the BATS One Feed View Received Comments |
| 34-73476 | Oct 30, 2014 | SR-EDGX-2014-24 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.12, Limitation of Liability See Also - Exhibit 5 |
| 34-73468 | Oct 29, 2014 | SR-EDGX-2014-18 | EDGX Exchange (EDGX) | Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend EDGX Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions See Also - Rel. No. 34-72676 |
| 34-73099 | Sep 15, 2014 | SR-EDGX-2014-19 | EDGX Exchange (EDGX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed See Also - Rel. No. 34-72691 |
| 34-73083 | Sep 11, 2014 | SR-EDGX-2014-18 | EDGX Exchange (EDGX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating To Include Additional Specificity Within Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions See Also - Rel. No. 34-73468, Rel. No. 34-72676 |
| 34-73005 | Sep 5, 2014 | SR-EDGX-2014-23 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-72955 | Sep 2, 2014 | SR-EDGX-2014-05 | EDGX Exchange (EDGX) | Notice of Withdrawal of Proposed Rule Change To Adopt a New Order Type Called the Mid-Point Discretionary Order See Also - Rel. No. 34-72445, Rel. No. 34-72086, Rel. No. 34-71747 |
| 34-72814 | Aug 12, 2014 | SR-EDGX-2014-22 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-72683 | Jul 28, 2014 | SR-EDGX-2014-20 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify for Members and Non-Members the Use of Certain Data Feeds for Order Handling and Execution, Order Routing and Regulatory Compliance of EDGX Exchange, Inc. View Received Comments |
| 34-72691 | Jul 28, 2014 | SR-EDGX-2014-19 | EDGX Exchange (EDGX) | Notice of Filing of Proposed Rule Change To Establish a New Market Data Product Called the BATS One Feed See Also - Rel. No. 34-73099 |