National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80611 | May 5, 2017 | SR-BatsBZX-2017-24 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.15 of Bats BZX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Member That Clears Transactions on Behalf of the User See Also - Exhibit 5 |
| 34-80580 | May 3, 2017 | SR-BatsBZX-2017-25 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as the ETF Implied Liquidity Feed See Also - Exhibit 5 |
| 34-80529 | Apr 26, 2017 | SR-BatsBZX-2017-14 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under BZX Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-80505, Rel. No. 34-80136 |
| 34-80511 | Apr 24, 2017 | SR-BatsBZX-2016-30 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Petition for Review and Scheduling Filing of Statements; in the Matter of Bats BZX Exchange, Inc.; Regarding an Order Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Shares Issued by the Winklevoss Bitcoin Trust See Also - Rel. No. 34-80206, Rel. No. 34-79725, Rel. No. 34-79183, Rel. No. 34-79084, Rel. No. 34-78653, Rel. No. 34-78262 |
| 34-80505 | Apr 21, 2017 | SR-BatsBZX-2017-14 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4, To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under BZX Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-80136, Rel. No. 34-80529 |
| 34-80498 | Apr 20, 2017 | SR-BatsBZX-2017-23 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-80478 | Apr 18, 2017 | SR-BatsBZX-2017-22 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. See Also - Exhibit 5 |
| 34-80461 | Apr 14, 2017 | SR-BatsBZX-2016-60 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule View Received Comments See Also - Rel. No. 34-79103, Rel. No. 34-80714 |
| 34-80399 | Apr 7, 2017 | SR-BatsBZX-2017-10 | Bats BZX Exchange, Inc. (BatsBZX) | Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade Shares of the iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust Under Exchange Rule 14.11(i) View Received Comments See Also - Rel. No. 34-80036 |
| 34-80350 | Mar 30, 2017 | SR-BatsBZX-2017-07 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust View Received Comments See Also - Rel. No. 34-81363, Rel. No. 34-79989, Rel. No. 34-80664, Rel. No. 34-81715 |