National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96870 | Feb 9, 2023 | SR-NYSEAMER-2023-09 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: March 8, 2023 Submit a Comment on SR-NYSEAMER-2023-09
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| 34-96743 | Jan 24, 2023 | SR-NYSEAMER-2023-08 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: February 21, 2023 See Also - Exhibit 5 |
| 34-96715 | Jan 19, 2023 | SR-NYSEAMER-2023-05 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E(i)(2) Comments Due: February 15, 2023 See Also - Exhibit 5 |
| 34-96711 | Jan 19, 2023 | SR-NYSEAMER-2023-06 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List Comments Due: February 15, 2023 See Also - Exhibit 5 |
| 34-96717 | Jan 19, 2023 | SR-NYSEAMER-2023-07 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: February 15, 2023 See Also - Exhibit 5 |
| 34-96689 | Jan 18, 2023 | SR-NYSEAMER-2023-04 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 Comments Due: February 14, 2023 |
| 34-96702 | Jan 18, 2023 | SR-NYSEAMER-2023-03 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 7.31E Comments Due: February 14, 2023 See Also - Exhibit 5 |
| 34-96654 | Jan 12, 2023 | SR-NYSEAMER-2022-53 | NYSE American LLC (NYSEAMER) | Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19E Concerning Pre-Trade Risk Controls |
| 34-96572 | Dec 22, 2022 | SR-NYSEAMER-2022-57 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 900.2NY, 925NY and 993NY Comments Due: January 19, 2023 See Also - Exhibit 5 |
| 34-96530 | Dec 19, 2022 | SR-NYSEAMER-2022-56 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Increase Certain Annual Fees Set Forth in Section 141 of the NYSE American Company Guide Comments Due: January 13, 2023 See Also - Exhibit 5 |