National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97206 | Mar 27, 2023 | SR-NYSE-2023-19 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 308 as Defined in Rule 9232(b) and Delete and Replace Certain Obsolete References Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-19
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| 34-97170 | Mar 20, 2023 | SR-NYSE-2023-18 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97058 | Mar 7, 2023 | SR-NYSE-2023-13 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article II, Section 2.03(b) of Its Operating Agreement Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-97055 | Mar 7, 2023 | SR-NYSE-2023-12 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change To Adopt New Section 303A.14 of the NYSE Listed Company Manual To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-97048 | Mar 6, 2023 | SR-NYSE-2023-15 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 313 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97010 | Mar 1, 2023 | SR-NYSE-2023-14 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Related to Pre-Trade Risk Controls Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96944 | Feb 16, 2023 | SR-NYSE-2023-11 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.44 Relating to the Retail Liquidity Program Comments Due: March 16, 2023 See Also - Exhibit 5 |
| 34-96803 | Feb 3, 2023 | SR-NYSE-2023-10 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: March 2, 2023 |
| 34-96753 | Jan 26, 2023 | SR-NYSE-2023-07 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 4120 Comments Due: February 22, 2023 See Also - Exhibit 5 |
| 34-96745 | Jan 25, 2023 | SR-NYSE-2023-05 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 107B Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |