National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91753 | May 4, 2021 | SR-MRX-2021-05 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 See Also - Exhibit 5 Submit a Comment on SR-MRX-2021-05
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| 34-91687 | Apr 27, 2021 | SR-MRX-2021-04 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 Comments Due: May 24, 2021 See Also - Exhibit 5 |
| 34-91674 | Apr 26, 2021 | SR-MRX-2021-03 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC Comments Due: May 21, 2021 See Also - Exhibit 5 |
| 34-91407 | Mar 25, 2021 | SR-MRX-2021-01 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Rules in Options 3 Comments Due: April 21, 2021 See Also - Exhibit 5 |
| 34-90757 | Dec 21, 2020 | SR-MRX-2020-23 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize Exchange Rule General 3, Section 2 With Recent Changes by the Financial Industry Regulatory Authority, Inc. |
| 34-90503 | Nov 24, 2020 | SR-MRX-2020-18 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Options 7 for Orders Entered Into the Exchange's Price Improvement Mechanism See Also - Exhibit 5 |
| 34-90455 | Nov 18, 2020 | SR-MRX-2020-21 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule See Also - Exhibit 3, Exhibit 5 |
| 34-90434 | Nov 16, 2020 | SR-MRX-2020-19 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To the Exchange's Pricing Schedule at Options 7 To Amend Taker Fees for Regular Orders See Also - Exhibit 5 |
| 34-89577 | Aug 17, 2020 | SR-MRX-2020-15 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5 (Transfer of Positions) See Also - Exhibit 5 |
| 34-89320 | Jul 15, 2020 | SR-MRX-2020-14 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Options 7, Section 5, Other Options Fees and Rebates, in Connection With the Pricing for Orders Entered Into the Exchanges Price Improvement Mechanism See Also - Exhibit 5 |