National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-61017 | Nov 17, 2009 | SR-BX-2009-072 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility |
34-60950 | Nov 6, 2009 | SR-BX-2009-069 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add 75 Classes to the Penny Pilot Program |
34-60958 | Nov 6, 2009 | SR-BX-2009-070 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System See Also - Exhibit 5 |
34-60934 | Nov 4, 2009 | SR-BX-2009-071 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fee Schedule of the Boston Options Exchange Facility |
34-60894 | Oct 28, 2009 | SR-BX-2009-068 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality |
34-60886 | Oct 27, 2009 | SR-BX-2009-067 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of and Expand the Penny Pilot Program on the Boston Options Exchange Facility |
34-60863 | Oct 22, 2009 | SR-BX-2009-055 | Nasdaq BX, Inc. (BX) | Order Approving a Proposed Rule Change To Retroactively Correct an Error in Rule 7018 See Also - Rel. No. 34-60634 |
34-60845 | Oct 20, 2009 | SR-Phlx-2009-88, SR-NASDAQ-2009-087, SR-BX-2009-061 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Restated Certificate of Incorporation of The NASDAQ OMX Group, Inc. |
34-60832 | Oct 16, 2009 | SR-BX-2009-066 | Nasdaq BX, Inc. (BX) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Chapter XII of the BOX Rules |
34-60826 | Oct 14, 2009 | SR-BX-2009-062 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7015 Governing Access Services To Add an Additional Service and Related Fee, and To Make a Technical Change |