National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80796 | May 26, 2017 | SR-BatsBZX-2017-37 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT View Received Comments See Also - Exhibit 5 |
| 34-80772 | May 25, 2017 | SR-BatsBZX-2017-36 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for a New Market Data Product Called the ETF Implied Liquidity Feed See Also - Exhibit 5 |
| 34-80728 | May 19, 2017 | SR-BatsBZX-2017-26 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.11, Other Securities, To Provide for the Inclusion of Cash in an Index Underlying a Series of Index Fund Shares See Also - Exhibit 5 |
| 34-80714 | May 18, 2017 | SR-BatsBZX-2016-60 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Withdrawal of a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule View Received Comments See Also - Rel. No. 34-80461, Rel. No. 34-79103 |
| 34-80709 | May 17, 2017 | SR-BatsBZX-2017-35 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors See Also - Exhibit 5, Rel. No. 34-81084 |
| 34-80687 | May 16, 2017 | SR-BatsBZX-2017-31 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.27 of Bats BZX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-80683 | May 16, 2017 | SR-BatsBZX-2017-34 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 View Received Comments See Also - Exhibit 5, Rel. No. 34-81072, Rel. No. 34-81437, Rel. No. 34-82108 |
| 34-80664 | May 11, 2017 | SR-BatsBZX-2017-07 | Bats BZX Exchange, Inc. (BatsBZX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Under BZX Rule 14.11(c)(4) View Received Comments See Also - Rel. No. 34-81363, Rel. No. 34-80350, Rel. No. 34-79989, Rel. No. 34-81715 |
| 34-80641 | May 10, 2017 | SR-BatsBZX-2017-28 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees View Received Comments See Also - Exhibit 5 |
| 34-80629 | May 9, 2017 | SR-BatsBZX-2017-29 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform See Also - Exhibit 5 |