National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97361 | Apr 24, 2023 | SR-NYSEAMER-2023-14 | NYSE American LLC (NYSEAMER) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Section 811 of NYSE American Company Guide to Establish Listing Stand View Received Comments Submit a Comment on SR-NYSEAMER-2023-14
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| 34-97297 | Apr 13, 2023 | SR-NYSEAMER-2023-16 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.2NY and to Adopt New Rules 964NYP, 964.1NYP, and 964.2NYP Comments Due: May 10, 2023 See Also - Exhibit 5 |
| 34-97296 | Apr 13, 2023 | SR-NYSEAMER-2023-25 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Certain Standard Rates in the NYSE American Equities Price List and Fee Schedule Comments Due: May 10, 2023 See Also - Exhibit 5 |
| 34-97231 | Mar 31, 2023 | SR-NYSEAMER-2023-22 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Make a Clarifying Change to the Term Settlement Style Applicable to Flexible Exchange Options Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97214 | Mar 28, 2023 | SR-NYSEAMER-2023-23 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.25E Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97173 | Mar 21, 2023 | SR-NYSEAMER-2023-19 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change to Replace the Thirteenth Amended and Restated Operating Agreement Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97125 | Mar 13, 2023 | SR-NYSEAMER-2023-17 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed New Rule 980NYP and Conforming Amendments to Rule 935NY Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97057 | Mar 7, 2023 | SR-NYSEAMER-2023-15 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Article II, Section 2.03(b) of Its Operating Agreement Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97054 | Mar 7, 2023 | SR-NYSEAMER-2023-14 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Change To Adopt New Section 811 of NYSE American Company Guide To Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96922 | Feb 14, 2023 | SR-NYSEAMER-2023-12 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.19E Pertaining to Pre-Trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 |