National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98974 | Nov 16, 2023 | SR-NYSEARCA-2023-78 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the fees for NYSE Arca BBO and NYSE Arca Trades Comments Due: December 13, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEARCA-2023-78
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| 34-98964 | Nov 16, 2023 | SR-NYSEARCA-2023-79 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-98947 | Nov 15, 2023 | SR-NYSEARCA-2023-58 | NYSE Arca (NYSEARCA) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Hashdex Bitcoin Futures ETF under NYSE Arca Rule 8.500-E (Trust Units) Comments Due: December 22, 2023 Rebuttal comments due: January 5, 2024 View Received Comments |
| 34-98944 | Nov 15, 2023 | SR-NYSEARCA-2023-63 | NYSE Arca (NYSEARCA) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) |
| 34-98899 | Nov 9, 2023 | SR-NYSEARCA-2023-77 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98894 | Nov 9, 2023 | SR-NYSEARCA-2023-76 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: December 6, 2023 See Also - Exhibit 5 |
| 34-98876 | Nov 7, 2023 | SR-NYSEARCA-2023-74 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department |
| 34-98857 | Nov 3, 2023 | SR-NYSEARCA-2023-73 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E Comments Due: days after publication in the Federal Register. Comments Due: November 30, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98780 | Oct 23, 2023 | SR-NYSEARCA-2023-70 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: November 17, 2023 View Received Comments |
| 34-98765 | Oct 17, 2023 | SR-NYSEARCA-2023-71 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the John Hancock Fundamental All Cap Core ETF Under Rule 8.601-E, Active Proxy Portfolio Shares Comments Due: November 13, 2023 |