National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97998 | Jul 26, 2023 | SR-NYSE-2023-27 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-27
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| 34-97909 | Jul 14, 2023 | SR-NYSE-2023-26 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: August 10, 2023 See Also - Exhibit 5 |
| 34-97747 | Jun 16, 2023 | SR-NYSE-2023-23 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 17, 2023 See Also - Exhibit 5 |
| 34-97741 | Jun 16, 2023 | SR-NYSE-2023-24 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 17, 2023 |
| 34-97725 | Jun 14, 2023 | SR-NYSE-2023-22 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 308 Comments Due: July 12, 2023 See Also - Exhibit 5 |
| 34-97718 | Jun 13, 2023 | SR-NYSE-2023-20 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: July 11, 2023 See Also - Exhibit 5 |
| 34-97710 | Jun 13, 2023 | SR-NYSE-2023-21 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 11, 2023 See Also - Exhibit 5 |
| 34-97688 | Jun 9, 2023 | SR-NYSE-2023-12 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Er Comments Due: July 5, 2023 See Also - Exhibit 5 |
| 34-97354 | Apr 24, 2023 | SR-NYSE-2023-12 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Based Executive Compensation |
| 34-97251 | Apr 4, 2023 | SR-NYSE-2023-17 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.02 of the NYSE Listed Company Manual With Respect to the Qualification Comments Due: May 1, 2023 See Also - Exhibit 5 |