National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96197 | Nov 1, 2022 | SR-Phlx-2022-41 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule Comments Due: November 28, 2022 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-41
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| 34-96194 | Nov 1, 2022 | SR-Phlx-2022-42 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for XND Comments Due: November 28, 2022 See Also - Exhibit 5 |
| 34-96154 | Oct 25, 2022 | SR-Phlx-2022-43 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3307 To Enhance the Anti-Internalization Functionality Available on the Exchange Comments Due: November 21, 2022 See Also - Exhibit 5 |
| 34-96090 | Oct 17, 2022 | SR-Phlx-2022-38 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq 100 Micro Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program Comments Due: November 11, 2022 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2022-38 |
| 34-95993 | Oct 6, 2022 | SR-Phlx-2022-39 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Comments Due: November 3, 2022 See Also - Exhibit 5 |
| 34-95985 | Oct 5, 2022 | SR-Phlx-2022-37 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Waive Certain Port-Related Fees at Equity 7, Section 3 Comments Due: November 2, 2022 See Also - Exhibit 5 |
| 34-95900 | Sep 23, 2022 | SR-Phlx-2022-36 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95769 | Sep 14, 2022 | SR-PHLX-2022-35 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95722 | Sep 9, 2022 | SR-PHLX-2022-34 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95479 | Aug 11, 2022 | SR-Phlx-2022-33 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |