National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93248 | Oct 4, 2021 | SR-BX-2021-043 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: October 29, 2021 See Also - Exhibit 5 Submit a Comment on SR-BX-2021-043
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| 34-93143 | Sep 28, 2021 | SR-BX-2021-042 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Rule Requiring Members To Input Accurate Information Into BX Systems Comments Due: October 25, 2021 See Also - Exhibit 5 |
| 34-93121 | Sep 24, 2021 | SR-BX-2021-040 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2, BX Options Market-Fees and Rebates Comments Due: October 21, 2021 See Also - Exhibit 5 |
| 34-93067 | Sep 20, 2021 | SR-BX-2021-041 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 26, Message Traffic Mitigation Comments Due: October 15, 2021 See Also - Exhibit 5 |
| 34-92987 | Sep 15, 2021 | SR-BX-2021-038 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate BX Options 4 Rules By Reference to Nasdaq ISE, LLC Options 4 Rules Comments Due: October 12, 2021 |
| 34-93011 | Sep 15, 2021 | SR-BX-2021-037 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, To Decommission the Exchange's Quote Removal Kill Switch Functionality Comments Due: October 12, 2021 See Also - Exhibit 5 |
| 34-92972 | Sep 14, 2021 | SR-BX-2021-039 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook Comments Due: October 12, 2021 See Also - Exhibit 5 |
| 34-92737 | Aug 24, 2021 | SR-BX-2021-035 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts Comments Due: September 20, 2021 See Also - Exhibit 5 |
| 34-92664 | Aug 13, 2021 | SR-BX-2021-034 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Expiration Timeframe of Long-Term Index Options Series Comments Due: September 9, 2021 See Also - Exhibit 5 |
| 34-92535 | Jul 30, 2021 | SR-BX-2021-032 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options 4 Listing Rules Comments Due: August 26, 2021 See Also - Exhibit 5 |