National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89146 | Jun 24, 2020 | SR-IEX-2020-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(b)(13) To Discontinue the Market Maker Peg Order and Make Conforming Changes See Also - Exhibit 5 |
| 34-89118 | Jun 22, 2020 | SR-IEX-2020-08 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule Series 11.600 (Consolidated Audit Trail Compliance Rule) See Also - Exhibit 5 |
| 34-88819 | May 6, 2020 | SR-IEX-2020-06 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the IEX Fee Schedule, Pursuant to IEX Rule 15.110(a) and (c), To Clarify the Circumstances in Which IEX Offers Certain Physical Port Connections See Also - Exhibit 5 |
| 34-88501 | Mar 27, 2020 | SR-IEX-2019-15 | Investors Exchange LLC (IEX) | Order Type Called D-Limit View Received Comments |
| 34-88421 | Mar 18, 2020 | SR-IEX-2020-04 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IEX Rule 11.280 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |
| 34-88313 | Mar 3, 2020 | SR-IEX-2020-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include the Long-Term Stock Exchange, Inc. (LTSE) in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine LTSE's Top of Book Quotation See Also - Exhibit 5 |
| 34-88186 | Feb 12, 2020 | SR-IEX-2019-15 | Investors Exchange LLC (IEX) | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit View Received Comments |
| 34-88134 | Feb 6, 2020 | SR-IEX-2020-02 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 See Also - Exhibit 5 |
| 34-87948 | Jan 13, 2020 | SR-IEX-2020-01 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Three Typographical Errors in IEX Rules 11.190(e) and 11.220(a)(7) See Also - Exhibit 5 |
| 34-87814 | Dec 20, 2019 | SR-IEX-2019-15 | Investors Exchange LLC (IEX) | Notice of Filing of Proposed Rule Change To Add a New Discretionary Limit Order Type View Received Comments See Also - Exhibit 5 |