National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93291 | Oct 12, 2021 | SR-CboeBYX-2021-023 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BYX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 Comments Due: November 8, 2021 See Also - Exhibit 5 Submit a Comment on SR-CboeBYX-2021-023
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| 34-93148 | Sep 28, 2021 | SR-CboeBYX-2021-022 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: October 25, 2021 See Also - Exhibit 5 |
| 34-92984 | Sep 14, 2021 | SR-CboeBYX-2021-020 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a Product To Be Known as Cboe Premium Exchange Tools and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools Comments Due: October 12, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92933 | Sep 10, 2021 | SR-CboeBYX-2021-018 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: October 7, 2021 See Also - Exhibit 5 |
| 34-92546 | Aug 2, 2021 | SR-CboeEDGX-2021-021, SR-CboeEDGA-2021-009, SR-CboeBZX-2021-028, SR-CboeBYX-2021-009, SR-CBOE-2021-023, SR-C2-2021-007 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: August 27, 2021 View Received Comments |
| 34-92407 | Jul 14, 2021 | SR-CboeBYX-2021-016 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: August 10, 2021 See Also - Exhibit 5 |
| 34-92330 | Jul 6, 2021 | SR-CboeBYX-2021-013 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data Comments Due: July 7, 2021 View Received Comments |
| 34-92301 | Jun 30, 2021 | SR-CboeBYX-2021-014 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(i) To Identify the Current Day Consolidated High and Low Prices Comments Due: July 28, 2021 See Also - Exhibit 5 |
| 34-92257 | Jun 24, 2021 | SR-CboeEDGX-2021-025, SR-CboeBZX-2021-035, SR-CboeBYX-2021-012, SR-CboeEDGA-2021-011 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) | Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, Relating to the Exchanges' Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause Outside of Regular Trading Hours Comments Due: June 4, 2021 View Received Comments |
| 34-92207 | Jun 17, 2021 | SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: July 15, 2021 Rebuttal comments due: July 29, 2021 |