National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82379 | Dec 21, 2017 | SR-CboeBZX-2017-012 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the LHA Market State Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares View Received Comments |
| 34-82337 | Dec 15, 2017 | SR-CboeEDGX-2017-001, SR-CboeEDGA-2017-001, SR-CboeBZX-2017-001, SR-CboeBYX-2017-001 | Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX) | Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee See Also - Rel. No. 34-82122, Rel. No. 34-82123, Rel. No. 34-82125, Rel. No. 34-82126 |
| 34-82328 | Dec 14, 2017 | SR-CboeBZX-2017-011 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II View Received Comments |
| 34-82304 | Dec 12, 2017 | SR-CboeBZX-2017-008 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order See Also - Exhibit 5 |
| 34-82236 | Dec 7, 2017 | SR-CboeBZX-2017-009 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform See Also - Exhibit 5 |
| 34-82227 | Dec 6, 2017 | SR-CboeBZX-2017-007 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform See Also - Exhibit 5 |
| 34-82216 | Dec 5, 2017 | SR-CboeBZX-2017-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares |
| 34-82217 | Dec 5, 2017 | SR-CboeBZX-2017-005 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares |
| 34-82160 | Nov 28, 2017 | SR-CboeBZX-2017-002 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 19.6, Series of Options Contracts Open for Trading See Also - Exhibit 5 |
| 34-82123 | Nov 20, 2017 | SR-CboeBZX-2017-001 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee See Also - Exhibit 5a, Exhibit 5b, Rel. No. 34-82337 |