National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-82561 | Jan 22, 2018 | SR-CboeBZX-2017-021 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, Under Rule 14.11(i), Managed Fund Shares View Received Comments |
34-82558 | Jan 22, 2018 | SR-CboeBZX-2017-005 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares |
34-82538 | Jan 19, 2018 | SR-CboeBZX-2018-005 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Cboe Vest S&P 500 Premium Income ETF Under Rule 14.11(c)(5) View Received Comments |
34-82552 | Jan 19, 2018 | SR-CboeBZX-2017-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares |
34-82546 | Jan 19, 2018 | SR-CboeBZX-2018-002 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates See Also - Exhibit 5 |
34-82517 | Jan 17, 2018 | SR-CboeBZX-2018-003 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates See Also - Exhibit 5 |
34-82484 | Jan 11, 2018 | SR-CboeBZX-2018-001 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts View Received Comments |
34-82475 | Jan 9, 2018 | SR-CboeBZX-2017-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BZX Depth Market Data Product See Also - Exhibit 5 |
34-82450 | Jan 5, 2018 | SR-CboeBZX-2017-019 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees See Also - Exhibit 5 |
34-82444 | Jan 5, 2018 | SR-CboeBZX-2017-023 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares View Received Comments |