National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-68206 | Nov 9, 2012 | SR-NSX-2012-18 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-68175 | Nov 7, 2012 | SR-NSX-2012-17 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee and Rebate Schedule |
| 34-68056 | Oct 16, 2012 | SR-NSX-2012-16 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Clarify the Handling of Zero Displayed Reserve Orders During Crossed Markets and To Add a Definition of a Primary Peg Order See Also - Exhibit 5 |
| 34-68039 | Oct 11, 2012 | SR-NSX-2012-15 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending NSX Rule 15.5 To Comply With the Requirements of Exchange Act Rule 10C-1 See Also - Exhibit 5, Rel. No. 34-68662, Rel. No. 34-68312 |
| 34-67816 | Sep 10, 2012 | SR-NSX-2012-14 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the September 4, 2012 Changes to the NSX Fee and Rebate Schedule See Also - Exhibit 5 |
| 34-67681 | Aug 17, 2012 | SR-NSX-2012-13 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add Rule 3.21 Regarding Telephone Solicitation |
| 34-67647 | Aug 14, 2012 | SR-NSX-2012-12 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Text of NSX Rule 11.15 To Clarify the Manner in Which Certain Orders are Routed by the Exchange to Other Market Centers See Also - Exhibit 5 |
| 34-67576 | Aug 2, 2012 | SR-NSX-2012-11 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-67577 | Aug 2, 2012 | SR-NSX-2012-10 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Extend Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility |
| 34-67319 | Jun 29, 2012 | SR-NSX-2012-09 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NSX Fee and Rebate Schedule See Also - Exhibit 5 |