National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-94842 | May 4, 2022 | SR-NYSENAT-2022-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change To Modify Rule 7.31 To Add Subparagraph (f)(4) Regarding Directed Orders Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSENAT-2022-06
|
34-94662 | Apr 11, 2022 | SR-NYSENAT-2022-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: May 6, 2022 |
34-94638 | Apr 7, 2022 | SR-NYSENAT-2022-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: May 4, 2022 See Also - Exhibit 5 |
34-94567 | Mar 31, 2022 | SR-NYSENAT-2022-04 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers Comments Due: April 27, 2022 See Also - Exhibit 5 |
34-94418 | Mar 15, 2022 | SR-NYSENAT-2022-02 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: April 11, 2022 See Also - Exhibit 5 |
34-94052 | Jan 25, 2022 | SR-NYSENAT-2022-01 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rule 10.9120 Comments Due: February 22, 2022 See Also - Exhibit 5 |
34-93919 | Jan 6, 2022 | SR-NYSENAT-2021-25 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: February 2, 2022 |
34-93903 | Jan 5, 2022 | SR-NYSENAT-2021-24 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates With Respect to a Regulatory Fee Related to the Central Registration Depository Comments Due: February 1, 2022 |
34-93810 | Dec 17, 2021 | SR-NYSENAT-2021-23, SR-NYSECHX-2021-17, SR-NYSEArca-2021-97, SR-NYSEAMER-2021-43, SR-NYSE-2021-67 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees Comments Due: January 13, 2022 Rebuttal comments due: January 27, 2022 View Received Comments |
34-93592 | Nov 16, 2021 | SR-NYSENAT-2021-22 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users Comments Due: December 13, 2021 See Also - Exhibit 5 |