National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65811 | Nov 23, 2011 | SR-NYSEAmex-2011-88 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule See Also - Exhibit 5 |
| 34-65805 | Nov 22, 2011 | SR-NYSEAmex-2011-89 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase From 20 to 30 the Number of Short Term Options Series That May Be Opened for Each Option Class That Participates in the Exchange's Short Term Option Series Program See Also - Exhibit 5 |
| 34-65793 | Nov 18, 2011 | SR-NYSEAmex-2011-87 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Correcting an Error by Renumbering the Subsections of Section 101 of the Company Guide |
| 34-65770 | Nov 17, 2011 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65433, Rel. No. 34-65425, Rel. No. 34-65440, Rel. No. 34-65438, Rel. No. 34-65430, Rel. No. 34-65435, Rel. No. 34-65427, Rel. No. 34-65439, Rel. No. 34-65434, Rel. No. 34-65426, Rel. No. 34-65432, Rel. No. 34-65436, Rel. No. 34-65431, Rel. No. 34-65429, Rel. No. 34-65428, Rel. No. 34-65437 |
| 34-65735 | Nov 10, 2011 | SR-NYSEAmex-2011-86 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers See Also - Exhibit 5, Rel. No. 34-66981, Rel. No. 34-66397, Rel. No. 34-66036 |
| 34-65710 | Nov 8, 2011 | SR-NYSEAmex-2011-55 | NYSE Amex (NYSEAmex) | Notice and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 2, Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a "Reverse Merger" With a Shell Company, November 8, 2011 View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-65671 | Nov 2, 2011 | SR-NYSEAmex-2011-84 | NYSE Amex (NYSEAmex) | Notice of Filing of Rule Change Proposing a One-Year Pilot Program Adding New Rule 107C To Establish a Retail Liquidity Program To Attract Additional Retail Order Flow to the Exchange for NYSE Amex Equities Traded Securities View Received Comments See Also - Exhibit 5, Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Application for Exemptive Relief |
| 34-65626 | Oct 26, 2011 | SR-NYSEAMEX-2011-82 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its Price List To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center See Also - Rel. No. 34-65975 |
| 34-65627 | Oct 26, 2011 | SR-NYSEAMEX-2011-81 | NYSE Amex (NYSEAmex) | Notice of Filing of Proposed Rule Change Expanding the Scope of Potential "Users" of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its Price List To Establish a Fee for Users That Host Their Customers at the Exchange's Data Center See Also - Rel. No. 34-65974 |
| 34-65590 | Oct 19, 2011 | SR-NYSEAmex-2011-80 | NYSE Amex (NYSEAmex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and Harmonize the Exchange's rules Regarding Listing Expirations with the Existing Rules of Other Exchanges See Also - Exhibit 5 |