National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-97384 | Apr 26, 2023 | SR-Phlx-2023-11 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 3 Comments Due: May 23, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-11
|
34-97260 | Apr 7, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Certain P.M.-Settled Pilots |
34-97232 | Mar 31, 2023 | SR-Phlx-2023-09 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-97133 | Mar 14, 2023 | SR-Phlx-2023-08 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Multiply Listed Options Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96990 | Feb 27, 2023 | SR-Phlx-2023-06 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4, Multiply Listed Options Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96980 | Feb 24, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |
34-96666 | Jan 13, 2023 | SR-Phlx-2023-01 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96638 | Jan 11, 2023 | SR-Phlx-2023-02 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register |
34-96599 | Jan 3, 2023 | SR-Phlx-2022-50 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 9, Section 13 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-96574 | Dec 22, 2022 | SR-Phlx-2022-49 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 3100 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues Comments Due: January 19, 2023 See Also - Exhibit 5 |