National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93739 | Dec 8, 2021 | SR-BX-2021-053 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: January 4, 2022 See Also - Exhibit 5 Submit a Comment on SR-BX-2021-053
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| 34-93587 | Nov 16, 2021 | SR-BX-2021-052 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 13, 2021 See Also - Exhibit 5 |
| 34-93514 | Nov 3, 2021 | SR-BX-2021-050 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend the BX Equities LLC Operating Agreement Comments Due: November 30, 2021 See Also - Exhibit 5 |
| 34-93513 | Nov 3, 2021 | SR-BX-2021-051 | Nasdaq BX, Inc. (BX) | Notice of Filing of Proposed Rule Change To Amend Exchange Rules in Connection With the Proposed Merger of BX Equities LLC With and Into the Exchange Comments Due: November 30, 2021 See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c Submit a Comment on SR-BX-2021-051 |
| 34-93469 | Oct 29, 2021 | SR-BX-2021-049 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 Comments Due: November 26, 2021 See Also - Exhibit 5 |
| 34-93451 | Oct 28, 2021 | SR-BX-2021-048 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Request for PRISM Comments Due: November 24, 2021 |
| 34-93437 | Oct 27, 2021 | SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| 34-93405 | Oct 22, 2021 | SR-BX-2021-047 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 To Establish an Enhanced Market Quality Program Comments Due: November 18, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93328 | Oct 14, 2021 | SR-BX-2021-046 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022 Comments Due: November 10, 2021 See Also - Exhibit 5 |
| 34-93287 | Oct 12, 2021 | SR-BX-2021-045 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 Comments Due: November 8, 2021 See Also - Exhibit 5 |