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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-89967 Sep 23, 2020 SR-IEX-2020-14 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 Concerning D-Limit Orders
See Also - Exhibit 5
34-89796 Sep 9, 2020 SR-IEX-2020-13 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Two Typographical Errors in IEX Rules 2.220(a)(7) and 11.410(a)
See Also - Exhibit 5
34-89705 Aug 28, 2020 SR-IEX-2020-12 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MIAX PEARL, LLC in the List of Away Trading Centers To Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MIAX PEARL's Top of Book Quotation
See Also - Exhibit 5
34-89686 Aug 26, 2020 SR-IEX-2019-15 Investors Exchange LLC (IEX) Order Type Called D-Limit
View Received Comments
34-89580 Aug 17, 2020 SR-IEX-2020-11 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rules 2.220(a)(7) and 11.410(a) To Include MEMX LLC in the List of Away Trading Centers to Which the Exchange Routes and the Market Data Sources the Exchange Will Use To Determine MEMX's Top of Book Quotation
See Also - Exhibit 5
34-89466 Aug 4, 2020 SR-IEX-2020-10 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule Series 11.600, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail to be Consistent With an Amendment Recently Approved by the Commission
See Also - Exhibit 5
34-89165 Jun 26, 2020 SR-IEX-2019-15 Investors Exchange LLC (IEX) Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Add a New Discretionary Limit Order Type Called D-Limit
View Received Comments
34-89155 Jun 25, 2020 SR-IEX-2020-09 Investors Exchange LLC (IEX) Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations
See Also - Exhibit 5
34-89146 Jun 24, 2020 SR-IEX-2020-07 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(b)(13) To Discontinue the Market Maker Peg Order and Make Conforming Changes
See Also - Exhibit 5
34-89118 Jun 22, 2020 SR-IEX-2020-08 Investors Exchange LLC (IEX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule Series 11.600 (Consolidated Audit Trail Compliance Rule)
See Also - Exhibit 5