National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93444 | Oct 28, 2021 | SR-BOX-2021-25 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: November 24, 2021 See Also - Exhibit 5 Submit a Comment on SR-BOX-2021-25
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| 34-93394 | Oct 21, 2021 | SR-BOX-2021-24 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as Open-Close Data Report and To Adopt Fees for Such Product Comments Due: November 17, 2021 See Also - Exhibit 5 |
| 34-93247 | Oct 4, 2021 | SR-BOX-2021-23 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: October 29, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93156 | Sep 28, 2021 | SR-BOX-2021-19 | BOX Exchange LLC (BOX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions Comments Due: October 6, 2021 View Received Comments |
| 34-93094 | Sep 21, 2021 | SR-BOX-2021-14 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange Comments Due: October 18, 2021 Rebuttal comments due: November 1, 2021 View Received Comments |
| 34-93045 | Sep 17, 2021 | SR-BOX-2021-22 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reduce the Amount of the Options Regulatory Fee ("ORF") Comments Due: October 14, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92980 | Sep 14, 2021 | SR-BOX-2021-20 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: October 12, 2021 See Also - Exhibit 5 |
| 34-92926 | Sep 9, 2021 | SR-BOX-2021-19 | BOX Exchange LLC (BOX) | Notice of Filing of Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions Comments Due: October 6, 2021 View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| 34-92796 | Aug 27, 2021 | SR-BOX-2021-06 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC Comments Due: September 23, 2021 Rebuttal comments due: October 7, 2021 View Received Comments |
| 34-92755 | Aug 25, 2021 | SR-BOX-2021-18 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7240-1 Comments Due: September 21, 2021 See Also - Exhibit 5 |