National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83784 | Aug 7, 2018 | SR-CboeBZX-2017-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares |
| 34-83775 | Aug 3, 2018 | SR-CboeBZX-2018-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) View Received Comments |
| 34-83750 | Jul 31, 2018 | SR-CboeBZX-2018-010 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF View Received Comments |
| 34-83673 | Jul 19, 2018 | SR-CboeBZX-2018-051 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.13, Order Execution and Routing, To Amend the Operation of the Super Aggressive Order Instruction See Also - Exhibit 5 |
| 34-83640 | Jul 16, 2018 | SR-CboeBZX-2018-050 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc. See Also - Exhibit 5 |
| 34-83594 | Jul 5, 2018 | SR-CboeBZX-2018-044 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.11(c), Index Fund Shares View Received Comments |
| 34-83597 | Jul 5, 2018 | SR-CboeBZX-2018-046 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BZX Rule 14.13, Company Listing Fees See Also - Exhibit 5 |
| 34-83596 | Jul 5, 2018 | SR-CboeBZX-2018-047 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.8, General Listings Requirements-Tier I View Received Comments See Also - Exhibit 5 |
| 34-83569 | Jun 29, 2018 | SR-CboeBZX-2018-049 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-83537 | Jun 28, 2018 | SR-CboeBZX-2018-042 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers See Also - Exhibit 5 |