National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-83878 | Aug 17, 2018 | SR-CboeBZX-2018-061 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee See Also - Exhibit 5 |
| 34-83879 | Aug 17, 2018 | SR-CboeBZX-2018-063 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee See Also - Exhibit 5 |
| 34-83852 | Aug 15, 2018 | SR-CboeBZX-2018-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change To Permit the Listing and Trading of Options That Overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average View Received Comments See Also - Exhibit 5 |
| 34-83809 | Aug 9, 2018 | SR-CboeBZX-2018-057 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1.5, Definitions, Exchange Rule 14.6, Obligations for Companies Listed on the Exchange, and Exchange Rule 14.11, Other Securities See Also - Exhibit 5 |
| 34-83796 | Aug 8, 2018 | SR-CboeBZX-2017-005 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares |
| 34-83792 | Aug 7, 2018 | SR-CboeBZX-2018-040 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust View Received Comments |
| 34-83784 | Aug 7, 2018 | SR-CboeBZX-2017-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Twelve Monthly Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares |
| 34-83775 | Aug 3, 2018 | SR-CboeBZX-2018-018 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4) View Received Comments |
| 34-83750 | Jul 31, 2018 | SR-CboeBZX-2018-010 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Withdrawal of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF View Received Comments |
| 34-83673 | Jul 19, 2018 | SR-CboeBZX-2018-051 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.13, Order Execution and Routing, To Amend the Operation of the Super Aggressive Order Instruction See Also - Exhibit 5 |