National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74115 | Jan 22, 2015 | SR-BYX-2012-019 | BATS Y-Exchange (BYX) | BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program |
| 34-74111 | Jan 22, 2015 | SR-BYX-2015-05 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for BATS Y-Exchange, Inc.'s Retail Price Improvement ("RPI") Program for 12 Months, To Expire on January 31, 2016 |
| 34-74075 | Jan 15, 2015 | SR-BYX-2015-03 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds See Also - Exhibit 5 |
| 34-74050 | Jan 14, 2015 | SR-BYX-2015-01 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73936 | Dec 24, 2014 | SR-BYX-2014-041 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" See Also - Exhibit 5 |
| 34-73918 | Dec 23, 2014 | SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 | EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) | Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 |
| 34-73881 | Dec 18, 2014 | SR-BYX-2014-040 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73874 | Dec 18, 2014 | SR-BYX-2014-039 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73812 | Dec 11, 2014 | SR-BYX-2014-037 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-73744 | Dec 4, 2014 | SR-BYX-2014-036 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.1 of BATS Y-Exchange, Inc. See Also - Exhibit 5 |