National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77793 | May 10, 2016 | SR-BatsBYX-2016-07 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27(a) To Implement the Quoting and Trading Provisions of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-77638 | Apr 18, 2016 | SR-BatsBYX-2016-05 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 14.10 Setting Forth Additional Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates See Also - Exhibit 5 |
| 34-77602 | Apr 13, 2016 | SR-BatsBYX-2016-03 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing See Also - Exhibit 5 |
| 34-77600 | Apr 13, 2016 | SR-BatsBYX-2016-04 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. See Also - Exhibit 5 |
| 34-77418 | Mar 22, 2016 | SR-BatsBYX-2016-01 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.27 to Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |