National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99281 | Jan 5, 2024 | SR-NYSE-2023-51 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: February 1, 2024 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-51
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| 34-99238 | Dec 26, 2023 | SR-NYSE-2023-34 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Modify the Circumstances Under Which a Listed Comments Due: January 23, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99225 | Dec 21, 2023 | SR-NYSE-2023-09 | New York Stock Exchange LLC (NYSE) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Listed Company Manual to Adopt Listing Standards for Natural Asset Companies Comments Due: Comments Due: January 18, 2024 Rebuttal Comments Due: February 1, 2024 View Received Comments |
| 34-99205 | Dec 19, 2023 | SR-NYSE-2023-41 | New York Stock Exchange LLC (NYSE) | Notice of Withdrawal of Proposed Rule Change to Amend Its Price List |
| 34-99206 | Dec 19, 2023 | SR-NYSE-2023-50 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: January 16, 2024 See Also - Exhibit 5 |
| 34-99161 | Dec 13, 2023 | SR-NYSE-2023-36 | New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Enhancements to its DMM Program View Received Comments |
| 34-99165 | Dec 13, 2023 | SR-NYSE-2023-48 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: January 9, 2024 See Also - Exhibit 5 |
| 34-99120 | Dec 8, 2023 | SR-NYSE-2023-47 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 9261 and 9830 Comments Due: January 4, 2024 See Also - Exhibit 5 |
| 34-99091 | Dec 6, 2023 | SR-NYSE-2023-49 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Sections 902.02 and 902.03 of the NYSE Listed Company Manual to Amend its Initial Listing Fee and Certain of its Annual Fees Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-99049 | Nov 30, 2023 | SR-NYSE-2023-45 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System Comments Due: December 27, 2023 See Also - Exhibit 5 |