National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97465 | May 9, 2023 | SR-Phlx-2023-16 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 3(a)(1) Comments Due: June 5, 2023 See Also - Exhibit 5 Submit a Comment on SR-Phlx-2023-16
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| 34-97426 | May 3, 2023 | SR-Phlx-2023-15 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: May 30, 2023 See Also - Exhibit 5 |
| 34-97416 | May 2, 2023 | SR-Phlx-2023-14 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Growth Tier Rebate Comments Due: May 30, 2023 See Also - Exhibit 5 |
| 34-97385 | Apr 26, 2023 | SR-Phlx-2023-13 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Certain Pilot Programs Comments Due: May 23, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97384 | Apr 26, 2023 | SR-Phlx-2023-11 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 3 Comments Due: May 23, 2023 View Received Comments See Also - Exhibit 5 |
| 34-97260 | Apr 7, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Certain P.M.-Settled Pilots |
| 34-97232 | Mar 31, 2023 | SR-Phlx-2023-09 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-97133 | Mar 14, 2023 | SR-Phlx-2023-08 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Multiply Listed Options Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96990 | Feb 27, 2023 | SR-Phlx-2023-06 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Options 7, Section 4, Multiply Listed Options Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96980 | Feb 24, 2023 | SR-Phlx-2023-07 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |