National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-97386 | Apr 26, 2023 | SR-ISE-2023-09 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Certain Pilot Programs Comments Due: May 23, 2023 See Also - Exhibit 5 Submit a Comment on SR-ISE-2023-09
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| 34-97261 | Apr 7, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Certain P.M.-Settled Pilots |
| 34-96979 | Feb 24, 2023 | SR-ISE-2023-08 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change To Make Permanent Certain P.M.-Settled Pilots Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |
| 34-96927 | Feb 14, 2023 | SR-ISE-2023-04 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule at Options 7, Section 3 To Modify the PIM Break-Up Rebate Comments Due: March 14, 2023 See Also - Exhibit 5 |
| 34-96926 | Feb 14, 2023 | SR-ISE-2023-05 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Pricing Schedule at Options 7, Section 6 To Modify the Crossing Fee Cap Comments Due: March 14, 2023 See Also - Exhibit 5 |
| 34-96818 | Feb 6, 2023 | SR-ISE-2023-06 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. ("Nasdaq") Functionality Comments Due: March 3, 2023 See Also - Exhibit 5 |
| 34-96782 | Feb 1, 2023 | SR-ISE-2023-01 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISO Functionality Comments Due: February 28, 2023 See Also - Exhibit 5 |
| 34-96587 | Dec 28, 2022 | SR-ISE-2022-29 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7, Section 4 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96518 | Dec 16, 2022 | SR-ISE-2022-28 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain ISE Complex Order Functionalities in Connection With a Technology Migration Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-96482 | Dec 13, 2022 | SR-ISE-2022-26 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |