National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91324 | Mar 15, 2021 | SR-IEX-2021-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retail Orders To Trade With Certain Aggressively Priced Displayed Odd Lot Orders Comments Due: April 9, 2021 See Also - Exhibit 5 Submit a Comment on SR-IEX-2021-03
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| 34-91074 | Feb 5, 2021 | SR-IEX-2021-02 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rule 11.600 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail Comments Due: March 4, 2021 See Also - Exhibit 5 |
| 34-91016 | Jan 29, 2021 | SR-IEX-2020-18 | Investors Exchange LLC (IEX) | Order Granting Approval of Proposed Rule Change To Amend IEX Rule 11.510 To Reduce the Outbound Latency That Presently Applies to All Messages Sent From IEX Back to Users of the Exchange Comments Due: January 7, 2021 |
| 34-90933 | Jan 15, 2021 | SR-IEX-2021-01 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Way It Handles Odd Lot Orders by Allowing Them To Be Displayed Orders and To Aggregate To Form a Protected Quotation Comments Due: February 12, 2021 See Also - Exhibit 5 |
| 34-90786 | Dec 22, 2020 | SR-IEX-2020-19 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 See Also - Exhibit 5 |
| 34-90752 | Dec 21, 2020 | SR-IEX-2020-20 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 2.160 (Registration Requirements and Restrictions on Membership) To Adopt Temporary Supplementary Material .02 (Temporary Extension of the Limited Period for Registered Persons To Function as Principals) Under the Rule See Also - Exhibit 5 |
| 34-90645 | Dec 11, 2020 | SR-IEX-2020-18 | Investors Exchange LLC (IEX) | Notice of Filing of Proposed Rule Change To Amend IEX Rule 11.510 To Reduce the Outbound Latency That Presently Applies to All Trading Messages Sent From IEX Back to Users of the Exchange See Also - Exhibit 5 |
| 34-90197 | Oct 15, 2020 | SR-IEX-2020-16 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add an Offset Peg Order Type See Also - Exhibit 5 |
| 34-90128 | Oct 8, 2020 | SR-IEX-2020-17 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.280 To Extend the Pilot Period for the Market-Wide Circuit Breaker to the Close of Business on October 18, 2021 See Also - Exhibit 5 |
| 34-89968 | Sep 23, 2020 | SR-IEX-2020-15 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to IEX Rule 15.110 Concerning the CQ Remove Fee See Also - Exhibit 5 |