National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92051 | May 27, 2021 | SR-C2-2021-009 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Align the Exchange's Rulebook With the Rulebook of Its Affiliated Exchange, Cboe Options, Inc. ("Cboe Options") and Make Other Formatting Changes Comments Due: June 24, 2021 See Also - Exhibit 5 Submit a Comment on SR-C2-2021-009
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| 34-91757 | May 4, 2021 | SR-C2-2021-008 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 See Also - Exhibit 5 |
| 34-91732 | Apr 29, 2021 | SR-C2-2021-007 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing of a Proposed Rule Change To Amend the Sixth Amended and Restated Bylaws of Cboe C2 Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. To Implement Proxy Access Comments Due: May 26, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91560 | Apr 14, 2021 | SR-C2-2021-006 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Existing Rule 3.30 (Qualification and Registration) and Incorporate by Reference Cboe Exchange, Inc. Chapter 3, Section B, in Its Entirety Comments Due: May 11, 2021 |
| 34-91546 | Apr 13, 2021 | SR-C2-2021-005 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: May 10, 2021 See Also - Exhibit 5 |
| 34-91108 | Feb 11, 2021 | SR-C2-2021-004 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: March 11, 2021 See Also - Exhibit 5 |
| 34-91049 | Feb 3, 2021 | SR-C2-2021-002 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Policy Relating to Billing Errors Comments Due: March 2, 2021 See Also - Exhibit 5 |
| 34-90966 | Jan 22, 2021 | SR-C2-2021-001 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Opening Process for Simple Orders Comments Due: February 18, 2021 See Also - Exhibit 5 |
| 34-90439 | Nov 17, 2020 | SR-C2-2020-017 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Interpretations and Policies to Rule 6.13 in Connection With Market-Makers' Complex Orders, Quoting Obligations and Volume See Also - Exhibit 5 |
| 34-90241 | Oct 21, 2020 | SR-C2-2020-016 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance its Drill-Through Protections and Make Other Clarifying Changes See Also - Exhibit 5 |