National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-74514 | Mar 16, 2015 | SR-BYX-2015-13 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 12.14, Front Running of Block Transactions See Also - Exhibit 5 |
| 34-74451 | Mar 6, 2015 | SR-BYX-2015-14 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN See Also - Exhibit 5 |
| 34-74402 | Mar 2, 2015 | SR-BYX-2015-12 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Update the Names of Certain Market Data Products See Also - Exhibit 5 |
| 34-74360 | Feb 24, 2015 | SR-BYX-2015-11 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Rule 13.4, "Assigning of Registered Securities in the Name of a Member or Member Organization" See Also - Exhibit 5 |
| 34-74294 | Feb 18, 2015 | SR-BYX-2015-10 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" See Also - Exhibit 5 |
| 34-74284 | Feb 18, 2015 | SR-BYX-2015-09 | BATS Y-Exchange (BYX) | BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale View Received Comments See Also - Exhibit 5 |
| 34-74263 | Feb 12, 2015 | SR-BYX-2015-08 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| 34-74250 | Feb 11, 2015 | SR-BYX-2015-07 | BATS Y-Exchange (BYX) | Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. See Also - Exhibit 5, Rel. No. 34-74739 |
| 34-74164 | Jan 28, 2015 | SR-BYX-2015-04 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation |
| 34-74151 | Jan 27, 2015 | SR-BYX-2015-06 | BATS Y-Exchange (BYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.5(c)(4) and 11.5 To Harmonize With EDGA and EDGX Rules, Its Membership Requirements Applicable To Clearing Agencies That Clear Transactions for Members See Also - Exhibit 5 |