National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78302 | Jul 12, 2016 | SR-BatsBYX-2016-18 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BYX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes See Also - Exhibit 5 |
| 34-78194 | Jun 29, 2016 | SR-BatsBYX-2016-16 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Interpretation and Policy .01 From Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| 34-78180 | Jun 28, 2016 | SR-BatsBYX-2016-15 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period See Also - Exhibit 5 |
| 34-78165 | Jun 27, 2016 | SR-BatsBYX-2016-14 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22(i) Identifying Certain Transactions as the Bats One Opening Price or the Bats One Closing Price See Also - Exhibit 5 |
| 34-78122 | Jun 22, 2016 | SR-BatsBYX-2016-12 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-78035 | Jun 10, 2016 | SR-BatsBYX-2016-13 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process See Also - Exhibit 5 |
| 34-77918 | May 25, 2016 | SR-BatsBYX-2016-10 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-77919 | May 25, 2016 | SR-BatsBYX-2016-09 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process See Also - Exhibit 5 |
| 34-77886 | May 23, 2016 | SR-BatsBYX-2016-08 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule See Also - Exhibit 5 |
| 34-77790 | May 10, 2016 | SR-BatsBYX-2016-06 | Bats BYX Exchange, Inc. (BatsBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing, To Delete the IOCM and ICMT Routing Options See Also - Exhibit 5A, Exhibit 5B |