National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96920 | Feb 14, 2023 | SR-NYSECHX-2023-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-trade Risk Controls Comments Due: March 14, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2023-08
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| 34-96872 | Feb 9, 2023 | SR-NYSECHX-2023-07 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 Comments Due: March 8, 2023 |
| 34-96792 | Feb 2, 2023 | SR-NYSECHX-2022-30 | NYSE Chicago, Inc. (NYSECHX) | Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls Comments Due: January 9, 2023 View Received Comments |
| 34-96734 | Jan 23, 2023 | SR-NYSECHX-2023-04 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Article 6, Rule 13 to the List of Minor Rule Violations in Rule 10.9217 Comments Due: February 17, 2023 See Also - Exhibit 5 |
| 34-96713 | Jan 19, 2023 | SR-NYSECHX-2023-05 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: February 15, 2023 See Also - Exhibit 5 |
| 34-96691 | Jan 18, 2023 | SR-NYSECHX-2023-03 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 Comments Due: February 14, 2023 |
| 34-96697 | Jan 18, 2023 | SR-NYSECHX-2023-02 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: February 14, 2023 See Also - Exhibit 5 |
| 34-96683 | Jan 17, 2023 | SR-NYSECHX-2023-01 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Comments Due: February 13, 2023 See Also - Exhibit 5 |
| 34-96489 | Dec 13, 2022 | SR-NYSECHX-2022-31 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Article 17, Rule 5 Comments Due: January 9, 2023 View Received Comments |
| 34-96488 | Dec 13, 2022 | SR-NYSECHX-2022-30 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Comments Due: January 9, 2023 View Received Comments See Also - Exhibit 5 |