National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96481 | Dec 13, 2022 | SR-GEMX-2022-12 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: January 9, 2023 See Also - Exhibit 5 Submit a Comment on SR-GEMX-2022-12
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| 34-96413 | Nov 30, 2022 | SR-GEMX-2022-11 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of Short Term Option Series Comments Due: December 27, 2022 See Also - Exhibit 5 |
| 34-96363 | Nov 18, 2022 | SR-GEMX-2022-10 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ATR and Re-Pricing Rules in Connection With a Technology Migration to Enhanced Nasdaq Functionality Comments Due: December 16, 2022 See Also - Exhibit 5 |
| 34-96062 | Oct 13, 2022 | SR-GEMX-2022-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Options 7 Comments Due: November 9, 2022 See Also - Exhibit 5 |
| 34-95772 | Sep 14, 2022 | SR-GEMX-2022-08 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94935 | May 17, 2022 | SR-GEMX-2022-07 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94922 | May 16, 2022 | SR-GEMX-2022-06 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the GEMX Pricing Schedule at Options 7, Section 3 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94444 | Mar 17, 2022 | SR-GEMX-2022-05 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges Comments Due: April 13, 2022 View Received Comments See Also - Exhibit 5 |
| 34-94120 | Feb 1, 2022 | SR-GEMX-2022-04 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Obvious Error Rule Comments Due: February 28, 2022 See Also - Exhibit 5 |
| 34-94069 | Jan 26, 2022 | SR-GEMX-2022-03 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee Comments Due: February 22, 2022 See Also - Exhibit 5 |