National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96156 | Oct 25, 2022 | SR-BX-2022-020 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4757 To Enhance the Anti-Internalization Functionality Available on the Exchange Comments Due: November 21, 2022 See Also - Exhibit 5 Submit a Comment on SR-BX-2022-020
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| 34-96125 | Oct 21, 2022 | SR-BX-2022-019 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e) Comments Due: November 17, 2022 See Also - Exhibit 5 |
| 34-95896 | Sep 23, 2022 | SR-BX-2022-017 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearly Erroneous Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95721 | Sep 9, 2022 | SR-BX-2022-016 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| 34-95695 | Sep 7, 2022 | SR-BX-2022-015 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95676 | Sep 6, 2022 | SR-BX-2022-014 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the BX Retail Price Improvement Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95332 | Jul 20, 2022 | SR-BX-2022-011 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot to October 20, 2022 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95240 | Jul 11, 2022 | SR-BX-2022-010 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits in Equity 7, Section 118(e) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-94936 | May 17, 2022 | SR-BX-2022-009 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Amended and Restated Certificate of Incorporation Comments Due: 21 days after publication in the Federal Register |
| 34-94776 | Apr 21, 2022 | SR-BX-2022-006 | Nasdaq BX, Inc. (BX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues Comments Due: May 18, 2022 View Received Comments See Also - Exhibit 5 |