National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88133 | Feb 6, 2020 | SR-LTSE-2020-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Initial Listing Fee and Annual Listing Fee See Also - Exhibit 5 |
| 34-87861 | Dec 27, 2019 | SR-LTSE-2019-05 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Membership Waive-in Process for FINRA Members See Also - Exhibit 3, Exhibit 5 |
| 34-87773 | Dec 17, 2019 | SR-LTSE-2019-04 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Dual Listing See Also - Exhibit 5 |
| 34-87357 | Oct 18, 2019 | SR-LTSE-2019-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and To Move the Limit Up-Limit Down Mechanism, Authority To Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt Into Separate Rules for Clarity See Also - Exhibit 5 |
| 34-87221 | Oct 3, 2019 | SR-LTSE-2019-02 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Make the Exchange a Display-Only Market by Removing References to Non-Displayed and Reserve Orders See Also - Exhibit 5 |
| 34-86722 | Aug 21, 2019 | SR-LTSE-2019-01 | Long-Term Stock Exchange, Inc. (LTSE) | Order Approving Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies View Received Comments |
| 34-86327 | Jul 8, 2019 | SR-LTSE-2019-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies View Received Comments See Also - Exhibit 5 |