National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-58871 | Oct 28, 2008 | SR-BATS-2008-009 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for Use of BATS Exchange |
| 34-58776 | Oct 14, 2008 | SR-BATS-2008-007 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled "Order Execution" |
| 34-58644 | Sep 25, 2008 | SR-BATS-2008-005 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rulebook Chapter XI To Add Four New Rules Regarding the Registration and Obligations of Market Makers and Amend Rule 1.5 To Add Definitions of "Market Maker" and "Market Maker Authorized Trader" |
| 34-58623 | Sep 23, 2008 | SR-BATS-2008-004 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges |
| 34-58546 | Sep 15, 2008 | SR-BATS-2008-003 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.5, Entitled "Orders and Modifiers," To Provide for a New Order Type-Modified Destination Specific Order |
| 34-58521 | Sep 11, 2008 | SR-BATS-2008-002 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.5, entitled "Orders and Modifiers," To Provide for a New Order Type-Modified Directed Intermarket Sweep Order |