National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-61574 | Feb 23, 2010 | SR-BATS-2010-003 | BATS Exchange (BATS) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend BATS Rule 5.5, Entitled "Information Barrier Procedures," and To Add New BATS Rule 12.13, Entitled "Trading Ahead of Research Reports" |
| 34-61545 | Feb 19, 2010 | SR-BATS-2009-032 | BATS Exchange (BATS) | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Fee Schedule To Impose Fees for Physical Ports Used To Connect to BATS Exchange See Also - Rel. No. 34-61260 |
| 34-61508 | Feb 5, 2010 | SR-BATS-2010-001 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. See Also - Exhibit 5 |
| 34-61419 | Jan 26, 2010 | SR-BATS-2009-031 | BATS Exchange (BATS) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish Rules Governing the Trading of Options on the BATS Options Exchange See Also - Rel. No. 34-61097 |
| 34-61260 | Dec 30, 2009 | SR-BATS-2009-032 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Amend BATS Fee Schedule To Impose Fees for Physical Ports Used To Connect to BATS Exchange See Also - Rel. No. 34-61545 |
| 34-61097 | Dec 2, 2009 | SR-BATS-2009-031 | BATS Exchange (BATS) | Notice of Filing of Proposed Rule Change To Establish Rules Governing the Trading of Options on the BATS Options Exchange See Also - Exhibit 5, Rel. No. 34-61419 |
| 34-60759 | Oct 1, 2009 | SR-BATS-2009-030 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.17, Entitled "Clearly Erroneous Executions" |
| 34-60683 | Sep 17, 2009 | SR-BATS-2009-029 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. |
| 34-60586 | Aug 28, 2009 | SR-BATS-2009-026 | BATS Exchange (BATS) | Order Entry and Receipt of Market Data See Also - Rel. No. 34-60364 |
| 34-60569 | Aug 26, 2009 | SR-BATS-2009-028 | BATS Exchange (BATS) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled "Orders and Modifiers," and BATS Rule 11.13, Entitled "Order Execution." |