National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81783 | Sep 29, 2017 | SR-NYSEAMER-2017-05 | NYSE American LLC (NYSEAMER) | Order Approving Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide See Also - Rel. No. 34-81470 |
| 34-81755 | Sep 28, 2017 | SR-NYSEAMER-2017-19 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.2E (j)(6) See Also - Exhibit 5 |
| 34-81716 | Sep 25, 2017 | SR-NYSEAMER-2017-10 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism See Also - Exhibit 5 |
| 34-81670 | Sep 21, 2017 | SR-NYSEAMER-2017-18 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Amend its Options Rules, as Described Herein, To Reduce Unnecessary Complexity and To Promote Standardization and Clarity See Also - Exhibit 5 |
| 34-81676 | Sep 21, 2017 | SR-NYSEAMER-2017-15 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change Amending Rule 980NY (Electronic Complex Order Trading) To Clarify the Priority of Electronic Complex Orders and To Modify Aspects of Its Complex Order Auction Process View Received Comments See Also - Exhibit 5, Rel. No. 34-82027 |
| 34-81672 | Sep 21, 2017 | SR-NYSEAMER-2017-17 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31E Relating to the Minimum Trade Size Modifier for Additional Order Types and Expanding the Minimum Trade Size Modifier for Existing Order Types See Also - Exhibit 5 |
| 34-81651 | Sep 19, 2017 | SR-NYSEAMER-2017-14 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc. See Also - Exhibit 5 |
| 34-81582 | Sep 12, 2017 | SR-NYSEAMER-2017-12 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY and Rule 953NY See Also - Exhibit 5 |
| 34-81569 | Sep 11, 2017 | SR-NYSEAMER-2017-13 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| 34-81549 | Sep 7, 2017 | SR-NYSEAMER-2017-08 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |