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Release Number SEC Issue Date File Number SRO Organization Details
34-62688A Aug 11, 2010 SR-NYSEArca-2010-61, SR-NYSEAmex-2010-63, SR-NYSE-2010-49, SR-NSX-2010-08, SR-NASDAQ-2010-079, SR-ISE-2010-66, SR-FINRA-2010-033, SR-EDGX-2010-05, SR-EDGA-2010-05, SR-CHX-2010-14, SR-CBOE-2010-065, SR-BX-2010-044, SR-BATS-2010-018 NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
View Received Comments
See Also - Rel. No. 34-62409, Rel. No. 34-62883, Rel. No. 34-62763, Rel. No. 34-62416, Rel. No. 34-62418, Rel. No. 34-62419
34-62597 Jul 29, 2010 SR-BATS-2010-020 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Short Term Option Program
See Also - Exhibit 5
34-62595 Jul 29, 2010 SR-BATS-2010-019 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Seventy-Five Options Classes to the Penny Pilot Program
34-62524 Jul 16, 2010 SR-BATS-2010-008 BATS Exchange (BATS) Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rules 2.5 and 17.2 To Establish a Registration Requirement for Principals
See Also - Rel. No. 34-61960
34-62404 Jun 30, 2010 SR-BATS-2010-017 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled "Order Execution"
See Also - Exhibit 5
34-62407 Jun 30, 2010 SR-BATS-2010-18 BATS Exchange (BATS) Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled "Trading Halts Due to Extraordinary Market Volatility."
View Received Comments
See Also - Exhibit 3, Rel. No. 34-62688A
34-62340 Jun 21, 2010 SR-BATS-2010-016 BATS Exchange (BATS) Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions"
View Received Comments
See Also - Rel. No. 34-62730, Rel. No. 34-62797
34-62252 Jun 10, 2010 SR-BATS-2010-014, SR-EDGA-2010-01, SR-EDGX-2010-01, SR-BX-2010-037, SR-ISE-2010-48, SR-NYSE-2010-39, SR-NYSEAmex-2010-46, SR-NYSEArca-2010-41, SR-NASDAQ-2010-061, SR-CHX-2010-10, SR-NSX-2010-05, SR-CBOE-2010-047 NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
View Received Comments
See Also - Rel. No. 34-62121, Rel. No. 34-62122, Rel. No. 34-62123, Rel. No. 34-62124, Rel. No. 34-62125, Rel. No. 34-62126, Rel. No. 34-62127, Rel. No. 34-62128, Rel. No. 34-62129, Rel. No. 34-62130, Rel. No. 34-62131, Rel. No. 34-62132
34-62241 Jun 8, 2010 SR-BATS-2010-015 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
See Also - Exhibit 5
34-62177 May 26, 2010 SR-BATS-2010-013 BATS Exchange (BATS) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 19.5, entitled "Minimum Participation Requirement for Opening Trading of Option Series"
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