National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-82402 | Dec 26, 2017 | SR-NYSEAMER-2017-39 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 991 See Also - Exhibit 5 |
34-82358 | Dec 19, 2017 | SR-NYSEAMER-2017-38 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes View Received Comments See Also - Exhibit 5 |
34-82339 | Dec 15, 2017 | SR-NYSEAMER-2017-37 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 8.700E To Add Futures and Swaps on the EURO STOXX 50 Volatility Index to the Financial Instruments That an Issue of Managed Trust Securities May Hold |
34-82297 | Dec 12, 2017 | SR-NYSEAMER-2017-36 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects See Also - Exhibit 5 |
34-82224 | Dec 6, 2017 | SR-NYSEAMER-2017-35 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services See Also - Exhibit 5 |
34-82212 | Dec 4, 2017 | SR-NYSEAMER-2017-34 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules To Delete Obsolete Cash Equities Rules That Are Not Applicable to Trading on the Pillar Trading Platform and To Delete Other Obsolete Rules See Also - Exhibit 5 |
34-82162 | Nov 28, 2017 | SR-NYSEAMER-2017-26 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction See Also - Exhibit 5, Rel. No. 34-82498 |
34-82148 | Nov 22, 2017 | SR-NYSEAMER-2017-32 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 497-Equities (c) Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates See Also - Exhibit 5 |
34-82139 | Nov 21, 2017 | SR-NYSEAMER-2017-33 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.35E Relating to Auction Collars and To Add Temporary Rules See Also - Exhibit 5 |
34-82095 | Nov 16, 2017 | SR-NYSEAMER-2017-31 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 (Series of Options Open for Trading) See Also - Exhibit 5 |