National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70255 | Aug 26, 2013 | SR-BOX-2013-42 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-70224 | Aug 16, 2013 | SR-BOX-2013-41 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Continuing Education for Registered Persons See Also - Exhibit 5 |
| 34-70138 | Aug 8, 2013 | SR-BOX-2013-40 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Jumbo SPY Option Transactions See Also - Exhibit 5 |
| 34-70070 | Jul 30, 2013 | SR-BOX-2013-037 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 4170 (Options Communications) |
| 34-70063 | Jul 30, 2013 | SR-BOX-2013-38 | BOX Exchange LLC (BOX) | Notice of Filing of a Proposed Rule Change To Modify the Complex Order Filter See Also - Exhibit 5, Rel. No. 34-70395 |
| 34-69965 | Jul 11, 2013 | SR-BOX-2013-36 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3120 (Position Limits) and BOX Rule 3130 (Exemptions from Position Limits) See Also - Exhibit 5 |
| 34-69909 | Jul 2, 2013 | SR-BOX-2013-35 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange Fee Schedule To Update and Clarify Certain Fees Assessed Under Section V (Technology Fees) See Also - Exhibit 5 |
| 34-69863 | Jun 26, 2013 | SR-BOX-2013-32 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7130 (Execution and Price/Time Priority) To Adjust the NBBO Exposure Period See Also - Exhibit 5 |
| 34-69846 | Jun 25, 2013 | SR-BOX-2013-33 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretive Material to Rule 7150 (Price Improvement Period "PIP") to Extend a Pilot Program that Permits the Exchange to Have no Minimum Size Requirement for Orders Entered into the PIP ("PIP Pilot Program") See Also - Exhibit 5 |
| 34-69802 | Jun 19, 2013 | SR-BOX-2013-30 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3150 (Reports Related to Position Limits) See Also - Exhibit 5 |