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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-75108 Jun 4, 2015 SR-BYX-2015-26 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 13.8 Describing a Communication and Routing Service Known as BATS Connect
See Also - Exhibit 5
34-74988 May 18, 2015 SR-BYX-2015-25 BATS Y-Exchange (BYX) Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend Rule 11.2 To State That the BATS Y-Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless That Security Satisfies Certain Liquidity Requirements
View Received Comments
See Also - Exhibit 5
34-74939 May 12, 2015 SR-BYX-2015-24 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
See Also - Exhibit 5
34-74739 Apr 16, 2015 SR-BYX-2015-07 BATS Y-Exchange (BYX) Order Granting Approval of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Y-Exchange, Inc.
See Also - Rel. No. 34-74250
34-74740 Apr 16, 2015 SR-BYX-2015-23 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 3.5 (Advertising Practices) and Repeal Exchange Rule 3.20 (Initial or Partial Payments)
34-74723 Apr 14, 2015 SR-BYX-2015-22 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 11.22(i) To Include Consolidated Volume for All Listed Equity Securities
See Also - Exhibit 5
34-74703 Apr 10, 2015 SR-BYX-2015-21 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
See Also - Exhibit 5
34-74645 Apr 3, 2015 SR-BYX-2015-20 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.3, Record of Written Complaints
See Also - Exhibit 5
34-74599 Mar 27, 2015 SR-BYX-2015-19 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product
See Also - Exhibit 5
34-74594 Mar 26, 2015 SR-BYX-2015-18 BATS Y-Exchange (BYX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
See Also - Exhibit 5